Connect the product to its permissions.
Payments and lending
Map permissions for payment processing, switching, mobile money and lending against the activities and funds flows in the product.
Digital assets
Assess the activities, jurisdictions and licensing or registration requirements relevant to exchanges, custody and other asset services.
Capital markets
Work through authorisation requirements for securities, crowdfunding and fund management, including the governance and records they require.
Telecoms and connectivity
Connect communications and value-added service requirements to the operating model, commercial agreements and relevant authority.
Essential and regulated services
Identify sector permissions, professional responsibilities and application dependencies for health, insurance and other regulated businesses.
Continuing regulatory work
Organise reporting, inspections, responses and ongoing engagement around named owners and the obligations attached to the business.
When the rules shape your next move.
Launching a regulated product
The proposed product involves regulated activities. Permissions, capital, people and application evidence need to be part of the launch plan from the start.
A rule change
A new framework changes the requirements around a live product. Assess the implications, transition periods and actions the team needs to take.
Operating under a partner licence
The company is considering its own authorisation. Compare the responsibilities, capital requirements and transition work with the existing partnership and customer commitments.
From the regulatory position to the application.
Map the pathway
Describe the activities and identify the relevant permissions. Connect jurisdiction, capital, personnel and application requirements to a realistic sequence of work.
Build the application
Prepare the business plan, policies, personnel files and supporting evidence, with a clear account of the operating model and the responsibilities behind it.
Stay close to the review
Work through authority questions, inspections and conditions with your team. Keep the application, decisions and continuing obligations visible as the process develops.
Work your team can use.
A clear licensing pathway, an organised application and a plan for the obligations that follow.
- A permissions map tied to the product and its operating markets
- An application pack with supporting evidence and review questions tracked
- A plan for conditions, reporting and continuing regulatory obligations
Your next movestarts here.
Tell us what the product does, the markets you are considering and the permissions or questions already identified. We will map the regulatory work to the operating plan.